Dorsey & Whitney Llp posted This Week In Securities Litigation (Week ending June 14, 2019) – SEC ACTIONS Dorsey & Whitney Llp Downtown - Anchorage:

This Week In Securities Litigation (Week ending June 14, 2019)

The Commission did not file any new enforcement actions this week. The agency did, however, settle or partially resolve, three pending enforcement actions.
Congress again took up the question of inspecting the auditors and work papers for U.S. traded issuers. Legislation was introduced to require such action. This, of course, is nothing new. In 2002 the Sarbanes Oxley Act imposed such a requirement which the PCAOB…

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