Dorsey & Whitney LLP posted SEC Resolves Cross-Border Offering Fraud Action – SEC ACTIONS Dorsey & Whitney LLP Heart Of Missoula - Missoula:

SEC Resolves Cross-Border Offering Fraud Action

Offering frauds are one of the key staples of SEC Enforcement. These cases may well be the largest single category of actions by the end of the fiscal year. That would, of course, be consistent with the retail investor focus of the Division. The Commission’s most recent action in this area involves a cross-boarder offering by a Canadian corporation based in Toronto and its principal. In…

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