The Wagner Law Group
Central - Boston:
Brokerage Industry Blasts NJ Fiduciary Rule at Hearing
They said SEC Reg BI precludes the need for a state fiduciary rule; consumer advocates disagreed.
How the fiduciary rule could change your relationship with your adviser
More transparency, including another contract to sign, are in the works
5 things to know about the DOL fiduciary rule
ERISA attorneys talk about the proposed industry-changing standard.
Proposed Contracting Rule Would Penalize More Than Just the Bad Apples
How to Remove a Corporate Officer
Corporate bylaws should outline the grounds and procedures on how to remove a corporate officer for violation of fiduciary duties. A shareholder majority...
Trustees Beware: Which Fiduciary Standard Applies to Your “Business Judgments”?
Michael Grill discuses what legal standards a trustee must adhere when also participating in the control of a family or closely held business.
Legal Transformation or Disruption? A New Rule for Talking About It
Many aruge we are seeing legal transformation + disruption. I don't buy it. To ground claims, I propose a rule: reference a prior legal transformation.
Does publishing consumer complaint data harm or heal the auto finance industry?
The Bureau of Consumer Financial Protection's database of consumer complaints could vanish from public view. Could shielding consumer gripes from the public benefit the auto finance marketplace? Depends on whom you ask.
Buying Out a Partner? New Small Business Administration Lending Rules Can Help.
A technical change in SBA policy makes it easier to buy out a partner
