Results for Security Brokers Dealers

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In advance of the upcoming InvestmentNews Special Report on independent broker-dealers, here's a sneak peek of the latest IBD data. We've ranked the 10 fastest-growing indie B-Ds based on the percentage the revenues jumped in 2013 compared to 2012. These firms are all from our list of the 25 largest IBDs based on overall end-of-year revenue in 2013. Click through to see which large IBDs saw the biggest one-year revenue jumps and be sure to check back next week for our full report…

Founded in 1974, LaSalle St. Securities, LLC is a privately held independent Broker Dealer supporting over 300 Financial Advisors with collectively over 8.0 billion in assets under management. Based in Chicago, we provide a broad range of brokerage, advisory, investment services, and industry leading platforms to allow our registered representatives to effectively serve their clients.
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Explore the B-D Data Center to find exclusive information and intelligence about the independent broker-dealer industry. Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings
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Disclaimer: All data and information is the property of InvestmentNews…

OnWallStreet's annual ranking of the wealth management industry's top wirehouses and regional broker-dealers shows continued growth at these firms but they still face challenges growing their business. See which firms ranked highest and how the industry's leaders plan to stay on top.

A South Florida securities broker-dealer has been charged with participating in a conspiracy to unlawfully sell unregistered securities. This conduct was part of a scheme to sell shares of fraudulently registered companies that could then be used for pump and dump and other stock manipulation schemes.

Examine the company profile of Corporate Brokers and learn about Corporate Brokers jobs and career opportunities on

Coming 12 to 24 months could divide the industry into winners and losers — firms that will be able to adapt, and those that might fall by the wayside. (More: Top Independent Broker-Dealers 201

A selection of articles, blog posts, videos and photos recommended by Tire Dealer News

The Public Company Accounting Oversight Board voted Thursday to adopt two attestation standards pertaining to audits of brokers and dealers, along with an auditing standard for broker-dealer audits.

Get ideas for how to apply these recommended smart tools and apps to your business.

Stay in the financial markets 'know' by following these influential independent broker-dealers on social media.

For securities law and corporate counsel services in California and nationwide, contact Jacko Law Group to arrange an attorney consultation: 213-631-2549

Firm's representatives rank Prospera Financial Services #1 in Investment Advisor magazine's annual poll; Prospera honored six out of the last ten years
DALLAS, Sept. 4, 2018 /PRNewswire/ -- Prospera Financial Services, Inc. (Prospera) was named as Investment Advisor magazine's 2018 Broker-Dealer of the Year in Division I, representing firms with up to 199 producing advisors. The magazine conducts an annual poll asking its financial advisor…

To gain some producer-level perspective on the outlook this year for the P&C business, NU spoke with some major players across the agent & broker spectrum to discover where the greatest opportunities—as well as the most daunting challenges—lie in the year to come.

Dozens of once-famous regional broker-dealers have been swallowed up by larger companies or simply gone out of business over the past 20 years, InvestmentNews writes. The few survivors, meanwhile, are trying to grow in size while maintaining the local feel and intimate culture that made regionals popular with advisors in the first place, according to the publication
The overall number of broker-dealer firms has decreased by…

Insurance Technologies delivers Broker dealer sales tools and broker dealer software as well as financial advisor sales software.