Security Brokers Dealers

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The PCAOB inspections staff revealed five areas of focus for its 2015 inspections of auditors and brokers and dealers.

Tuesday, September 13, 2011 10:00 AM in 2128 Rayburn HOB
Capital Markets and Government Sponsored Enterprises
Mr. Ken Ehinger , President and Chief Executive Officer, M Holdings Securities, Inc., on behalf of the Association for Advanced Life Underwriting
Mr. Terry Headley , President, National Association of Insurance and Financial Advisors
Mr. Steven D. Irwin , Commissioner, Pennsylvania Securities Commission, on behalf of the North American Securities…

Independence issues identified in the PCAOB’s 2017 staff inspections fell compared with the previous year, according to a report the board.

The PCAOB issued a report urging auditors of broker-dealers to reexamine their audit processes in light of board inspection findings.

We are pleased to share these insights from the four winners of the Broker-Dealer of the Year Awards.

Risk assessment procedures, auditor communication requirements, and revenue recognition are among the many complex areas that auditors need to consider carefully in their planning and throughout the audit.

A PCAOB report reminds auditors of brokers and dealers that new audit standards for those engagements differ from previous standards.

Cloud access security brokers have become an essential element of any cloud security strategy, helping organizations govern the use of cloud and protect sensitive data in the cloud. Security and risk management leaders concerned about their organizations’ cloud use should investigate CASBs.

Learn how cloud access security brokers (CASBs) are providing organizations with visibility and control centered on SaaS applications.

AutoManager is a leading provider of dealer management software, auto dealer websites, and web marketing solutions. We give you the tools to sell more and build dominant brands.

B2BITS, EPAM Systems Company creates solutions to support FIX protocol since 2000. Main products are : FIX engine libraries (implemented for C++,.NET and Java) and FIX server. Fix engines are designed to be integrated in the most demanding high throughput and low latency trading systems. FIX server is used as a foundation for Smart Routing Hubs to access exchanges, Trade capture solutions, Market data servers.

Zywave partners who serve businesses may have noticed that the insurance landscape has changed over the past several years. Whether you sell benefits packa

Hub International Ltd. has acquired the assets of Anchorage, Alaska-based Patterson Insurance Brokers. Terms of the deal were not disclosed. Kent Patterson

A 60 Minutes team discusses the most surprising things they learned about the data broker industry

Executive says clients prefer to work with investment advisers because of the transparency, greater choice in investment options and fiduciary status of the business model.

Security Partners, CheckVideo, Andy Stadler, Mike Bodnar, central station alarm monitoring, managed services, managed video, SSN

Roadster will be making its e-commerce platform available to dealers as a white-labeled solution, the company said Thursday.

The Shadow Brokers hacking group has leaked another batch NSA-linked data containing a list of servers linked to cyberespionage hacking programs.

Ramco Dealer Management System is designed to integrate OEMs/ manufacturers, dealer networks, and end-customers so that the entire business value chain amongst them synergizes, ultimately providing solutions instead of products to customers.